Mark R. Lapoint
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Randall Lapoint was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1997. Mark had worked at 4 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2003 - December 14, 2005
LARA, SHULL & MAY, LTD
August 29, 2003 - December 14, 2005
LARA, SHULL & MAY, LTD
July 13, 2000 - July 30, 2001
WELLS FARGO CLEARING SERVICES, LLC
June 30, 2000 - July 26, 2000
MARKET WISE SECURITIES, LLC
October 9, 1997 - December 2, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LARA, SHULL & MAY, LTD
CRD#: 10556 / SEC#: , 8-27723
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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