Richard J. Travers
Professional summary
Richard Joseph Travers, who also goes by Richard Joseph Travers III, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Joseph Travers's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2011 - Present
CHIMERA SECURITIES, LLC
Office #1: 27 Union Square West 4th Floor, New York, NY 10003April 10, 2008 - January 15, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
March 12, 2008 - March 17, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
November 15, 2006 - April 10, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
April 26, 2006 - November 28, 2006
ECHOTRADE LLC
June 2, 2003 - January 23, 2006
TRILLIUM BROKERAGE SERVICES, LLC
October 6, 2000 - June 4, 2003
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/22/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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