John M. Crist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John M Crist, who also goes by Jonathan Michael Crist, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 4 firms and has passed the Series 65, Series 63, Series 56, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2013 - July 29, 2014
QUASAR TRADING, LLC
February 16, 1999 - June 29, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1998 - October 14, 1998
INVESCO CAPITAL MARKETS, INC.
October 17, 1997 - June 5, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/4/2013
Proprietary Trader Qualification ExaminationCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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