Jeff M. Gilfillan
Professional summary
Jeff Michael Gilfillan, who also goes by Jeff Gilfillan, is a registered financial professional currently at PHILLIP CAPITAL INC. located in Chicago, Illinois.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2004. Jeff has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Michael Gilfillan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2021 - Present
PHILLIP CAPITAL INC.
Office #1: 141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653April 18, 2006 - December 24, 2008
MF GLOBAL INC.
June 17, 2004 - May 18, 2005
TERRA NOVA FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
(6/3/2025)
(5/25/2021)
(5/16/2025)
(3/11/2025)
(3/11/2025)
(3/11/2025)
Exams
Series 7TO
Date: 5/10/2021
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
Current Firm
PHILLIP CAPITAL INC.
CRD#: 173869 / SEC#: , 8-69558
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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