Gerald Krager
Professional summary
Gerald Krager, who also goes by Gerald Paul Krager, Jerry Krager, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Keller, Texas and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gerald has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Krager's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
ALLY INVEST ADVISORS
March 24, 2020 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202April 26, 2007 - February 29, 2020
TD AMERITRADE, INC.
April 26, 2007 - February 29, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 22, 2006 - February 29, 2020
TD AMERITRADE, INC.
June 7, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
October 28, 1997 - May 12, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2020)
(3/26/2020)
(3/30/2023)
(3/30/2023)
Exams
FINRA
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
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