Keely K. Patridge
Professional summary
Keely Kathleen Patridge, who also goes by Keely Kathleen Partridge, Keely Kathleen Patridge, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Los Angeles, California.
Keely is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Keely has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keely Kathleen Patridge's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keely Kathleen Patridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071July 23, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 555 South Flower Street 11th Floor, Los Angeles, CA 90071October 29, 2012 - November 18, 2024
CHARLES SCHWAB & CO., INC.
November 9, 2005 - December 7, 2007
CYBERTRADER, INC.
November 9, 2005 - November 18, 2024
CHARLES SCHWAB & CO., INC.
May 30, 2002 - March 4, 2005
KERSHNER TRADING GROUP, LLC
March 26, 2001 - January 25, 2002
TRANSCEND CAPITAL
April 30, 1998 - January 15, 2002
PROTRADER SECURITIES L.P.
Primary Firm SEC Registration
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2025)
(7/28/2025)
(7/23/2025)
(7/22/2025)
(7/23/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
Contact information
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
