Fabio Pasquesi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabio Pasquesi was a registered financial professional .
Fabio is a previously registered financial professional and started their career in finance in 1997. Fabio had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - February 5, 2013
GLOBAL ARENA CAPITAL CORP
October 9, 2009 - May 3, 2010
UNION FINANCIAL CORP.
November 1, 2007 - February 14, 2008
JESUP & LAMONT SECURITIES CORP
May 11, 2005 - November 29, 2005
NEWBRIDGE SECURITIES CORPORATION
September 12, 2003 - March 8, 2004
ORBITEX FUNDS DISTRIBUTOR, INC.
October 5, 2001 - December 17, 2001
GILFORD SECURITIES INCORPORATED
June 29, 2001 - October 16, 2001
VALLEY FORGE SECURITIES, INC .
February 26, 2001 - July 24, 2001
JANNEY MONTGOMERY SCOTT LLC
April 5, 2000 - February 12, 2001
BURLINGTON CAPITAL MARKETS INC.
November 4, 1998 - April 28, 2000
LADENBURG THALMANN & CO. INC.
October 12, 1998 - January 20, 1999
INTERCAPITAL INTERNATIONAL INC.
August 13, 1998 - December 2, 1998
INTERCAPITAL SECURITIES, INC.
October 10, 1997 - August 3, 1998
NEWEDGE USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
