Robert W. Casaceli
Professional summary
Robert William Casaceli is a registered financial advisor currently at PEAKS INVESTMENT MANAGEMENT located in Oxford, Michigan and LPL FINANCIAL LLC located in Oxford, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert William Casaceli's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
PEAKS INVESTMENT MANAGEMENT
January 14, 2021 - Present
LPL FINANCIAL LLC
January 25, 2021 - December 31, 2024
TETON PEAKS ADVISORS LLC
May 6, 2009 - January 14, 2021
SPC
May 5, 2009 - January 14, 2021
SIGMA FINANCIAL CORPORATION
May 2, 2007 - April 28, 2009
FINANCIAL NORTHEASTERN SECURITIES, INC.
May 2, 2007 - April 28, 2009
FINANCIAL NORTHEASTERN SECURITIES, INC.
January 4, 2007 - May 2, 2007
AMERIPRISE ADVISOR SERVICES, INC.
March 17, 2006 - May 2, 2007
AMERIPRISE ADVISOR SERVICES, INC.
September 16, 1997 - March 17, 2006
MULTI-BANK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2021)
(2/7/2025)
(1/14/2021)
(1/14/2021)
(5/21/2024)
(1/14/2021)
(1/14/2021)
(6/13/2025)
Exams
FINRA
Current Firm
PEAKS INVESTMENT MANAGEMENT
CRD#: 330144 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 38,000,000 |
Red Flags
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