Erik T. Landsness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Todd Landsness was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 1997. Erik had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2010 - March 18, 2014
REVERE SECURITIES LLC
August 13, 2007 - January 14, 2008
ADVANCED EQUITIES, INC.
August 9, 2007 - January 14, 2008
ADVANCED EQUITIES, INC.
March 2, 2005 - October 11, 2005
WELLS FARGO INVESTMENTS, LLC
August 6, 2004 - October 11, 2005
WELLS FARGO INVESTMENTS, LLC
November 21, 2003 - July 14, 2004
PORTIGON SECURITIES INC.
March 30, 2000 - November 6, 2000
THOMAS WEISEL PARTNERS LLC
February 17, 1999 - December 20, 1999
VOLPE BROWN WHELAN & COMPANY, LLC
November 13, 1997 - March 25, 1999
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
