Stephen A. Amato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Anthony Amato JR, who also goes by Stephen Anthony Amato, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2003. Stephen had worked at 10 firms and has passed the Series 57TO, SIE and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2020 - October 23, 2024
TRADEMAS INC.
September 19, 2017 - November 15, 2020
DE PAOLA TRADING, INC.
June 3, 2010 - September 22, 2017
SRT SECURITIES LLC
March 3, 2009 - May 4, 2010
THE GRISWOLD COMPANY, INCORPORATED
October 21, 2008 - March 4, 2009
MARQUIS HOLDINGS, INC.
March 23, 2007 - December 3, 2008
RET SECURITIES CORP.
May 30, 2006 - May 5, 2008
GHA, L.L.C.
June 30, 2005 - April 17, 2006
GLOBAL EMERGING CAPITAL GROUP, LLC
June 30, 2005 - May 3, 2006
PTR, INC.
September 10, 2003 - December 23, 2008
JEFFERIES EXECUTION SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 2/12/2009
NYSE Trading Assistant ExaminationCurrent Firm
TRADEMAS INC.
CRD#: 130030 / SEC#: , 8-66292
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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