Theodore L. Parrish

PARRISH CAPITAL

Kennesaw, GA 30152

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CRD#: 2943577

Professional summary

Theodore Lavelle Parrish is a registered financial advisor currently at PARRISH CAPITAL, LLC located in Kennesaw, Georgia.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Theodore has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2. KENNY LEOM'S TRUE COLORS THEATRE COMPANY, NOT INVESTMENT-RELATED, 887 W MARIETTA ST, ATLANTA GA 30318, BOARD MEMBER, 03/23/2012, 2 HOURS, 0 HOURS, ADVISE MANAGEMENT 3. KENNESAW STATE FOUNDATION, NON INVESTMENT-RELATED, 1000 CHASTAIN ROAD NW, KENNESAW GA 30144, ADVOCATE FOR KSU - SUPPORT UNIVERSITY, TRUSTEE, 2012, 4 HOURS, 0 HOURS, ADVISE ON ADVOCATING FOR UNIVERSITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Lavelle Parrish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2014 - Present

PARRISH CAPITAL, LLC

Office #1: 1619 Collins Road Suite 100, Kennesaw, GA 30152

RIA

CRD#: 172783

Kennesaw, GA

Past

June 27, 2005 - January 6, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

KENNESAW, GA

Past

April 28, 2003 - January 7, 2015

HENSSLER FINANCIAL

RIA

CRD#: 107866

KENNESAW, GA

Past

April 7, 2003 - January 7, 2015

HENSSLER FINANCIAL

RIA

CRD#: 104545

KENNESAW, GA

Past

August 20, 2002 - May 18, 2005

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

May 15, 1998 - July 12, 2002

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARRISH CAPITAL, LLC

CRD#: 172783 / SEC#: 801-130856

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

Georgia

Registered Investment Advisory firm - (9/20/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/8/2014)

IAR

Louisiana
(10/14/2016)

IAR

Texas
(2/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

Current Firm

PARRISH CAPITAL, LLC

CRD#: 172783 / SEC#: 801-130856

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

Georgia

Registered Investment Advisory firm - (9/20/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/11/2024 Terminated)

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Contact information

Main Address

1619 Collins Road Suite 100, Kennesaw, GA 30152

Mailing Address

1635 Old 41 Hwy Suite 112-329, Kennesaw, GA 30152

Phone number

(800) 618-1940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARRISH CAPITAL BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	383
AUM (Assets Under Management)	$ 129,714,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore L. Parrish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Lavelle Parrish's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

HENSSLER FINANCIAL

HENSSLER FINANCIAL

CITCO MUTUAL FUND DISTRIBUTORS, INC.

INCAP SECURITIES, INC.

Primary Firm SEC Registration

PARRISH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/1998

SIE

Date: 1/6/2015

Series 7

Date: 12/15/1997

Current Firm

PARRISH CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARRISH CAPITAL, LLC

TRUST BUT VERIFY

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