Wendy M. Comstock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Marie Comstock, who also goes by Wendy Marie Bochna, Wendy Marie Bochna, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 2002. Wendy had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2008 - August 2, 2017
PWA SECURITIES, INC.
June 19, 2002 - February 27, 2008
BILL FEW SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PWA SECURITIES, INC.
CRD#: 145097 / SEC#: , 8-67700
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
