Todd L. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd L Edwards, who also goes by Todd Edwards, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2013 - October 4, 2022
CAMBIAR INVESTORS, LLC
March 30, 2004 - September 8, 2004
CITIGROUP GLOBAL MARKETS INC.
November 18, 1997 - March 12, 2004
BBVA SECURITIES INC.
Primary Firm SEC Registration
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,627 |
| AUM (Assets Under Management) | $ 3,252,556,123 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 08/16/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
