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Jaya Xavier Rayan

CRD# 2943068·Registered 1998 - 2007
Previously Registered: Being a previously registered professional could mean that Jaya is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jaya Xavier Rayan, who also goes by Jay Rayan, Jaya Rayan, Xavier Rayan, was a registered financial advisor. Jaya was a previously registered financial professional and started their career in finance 1998 - 2007. Jaya had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Rayan, Jaya Rayan, Xavier Rayan

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

MAJESTIC SECURITIES LLC·CRD# 135126
BD
New York, NY
January 5, 2006 - May 2, 2007
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
November 24, 2004 - March 2, 2005
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
June 21, 2004 - July 28, 2004
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC·CRD# 28262
BD
Boston, MA
February 21, 2001 - January 22, 2003
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
November 2, 2000 - December 20, 2002
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
September 17, 1998 - March 16, 2000

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Current Firm

MS
MAJESTIC SECURITIES LLC

MAJESTIC SECURITIES LLC

CRD#: 135126 / SEC#: 8-66890
BD
Terminated by SEC on 07/02/2007

Contact Information

Established

Delaware since 06/13/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MAJESTIC RESEARCH CORP.100% OWNER—
ATKIN, DOUGLAS MICHAELCEO1316291
LYONS, BRYON HAROLDFINOP2798054
NAPOLI, JOSEPH JOHNCCO & COO1968084

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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