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ML

Mary B. Lewis

NEXBANK SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2942814
ML

Professional summary


Mary B Lewis, who also goes by Mary Florence Buzzell, Mary Buzzell Lewis, Mary Lewis, is a registered financial professional currently at NEXBANK SECURITIES INC located in Dallas, Texas.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2013. Mary has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mary Florence Buzzell | Mary Buzzell Lewis | Mary Lewis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mary B Lewis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 30, 2024 - Present

NEXBANK SECURITIES INC

Office #1: 2515 Mckinney Ave Suite 1100, Dallas, TX 75201Office #2: 2515 Mckinney Ave Suite 1100, Dallas, TX 75201
BD
CRD#: 133267
Dallas, TX
Past

November 25, 2013 - December 11, 2023

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/30/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NEXBANK SECURITIES INC
NEXBANK CAPITAL ADVISORS | PROSPECT SECURITIES, LP | NEXBANK WEALTH ADVISORS | NEXBANK SECURITIES, INC. | NEXBANK SECURITIES INC

CRD#: 133267 / SEC#: 801-111780, 8-66705

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2515 Mckinney Ave Suite 1100, Dallas, TX 75201
Mailing Address
2515 Mckinney Ave Suite 1100, Dallas, TX 75201
Phone number
(972) 763-4000
Established
Delaware since 05/25/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NEXBANK SECURITIES INC. ADV PART 2A (3/31/2021)

Direct owners and executive officers


NamePositionCRD#
NEXBANK CAPITAL, INC.STOCKHOLDER
HODGES, STACY MALINDAFINOP/ PFO/ POO2544755
HOLT, DAVID ERICPRESIDENT/ CHIEF COMPLIANCE OFFICER AND AMLO2426935

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 882,487

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEXBANK SECURITIES INC

CRD#: 133267Dallas, TX 75201

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