James A. Giaimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Anthony Giaimo was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2011 - July 30, 2015
COMMON THREADS ADVISORY LLC
August 15, 2005 - August 31, 2011
PNC WEALTH MANAGEMENT LLC
August 15, 2005 - August 31, 2011
PNC WEALTH MANAGEMENT LLC
October 20, 2004 - August 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 21, 2002 - October 20, 2004
QUICK & REILLY, INC.
April 25, 2001 - October 20, 2004
QUICK & REILLY, INC.
November 30, 1999 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
October 13, 1999 - November 29, 1999
CITICORP INVESTMENT SERVICES
September 24, 1998 - October 15, 1999
FIRST UNION BROKERAGE SERVICES, INC.
April 21, 1998 - September 16, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COMMON THREADS ADVISORY LLC
CRD#: 158673 / SEC#:
Contact information
Red Flags
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