Blake A. Bendett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Adam Bendett was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 2000. Blake had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2013 - January 16, 2021
TFG EQUITIES, INC.
September 7, 2010 - July 24, 2013
B. RILEY SECURITIES, INC.
April 3, 2009 - June 25, 2010
JEFFERIES LLC
October 1, 2008 - December 17, 2008
J.P. MORGAN SECURITIES LLC
July 18, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
June 12, 2007 - July 21, 2008
J.P. MORGAN SECURITIES LLC
January 2, 2007 - June 8, 2007
RBC CAPITAL MARKETS CORPORATION
July 25, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
August 16, 2000 - September 17, 2001
UBS SECURITIES LLC
March 23, 2000 - August 4, 2000
US TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/11/2005
Limited Representative-Equity Trader ExamCurrent Firm
TFG EQUITIES, INC.
CRD#: 17860 / SEC#: , 8-35853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TUDOR TRUST | SHAREHOLDER | |
| BLACKINTON, DENNIS HOWARD | PRESIDENT | |
| BLACKINTON, DENNIS HOWARD | CHIEF COMPLIANCE OFFICER | 1494075 |
| FINCH, MADELINE FINE | TRUSTEE | |
| SILVERSTEIN, LAWRENCE ISRAEL | TRUSTEE |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
