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Michael F. Barry

CP CLIENT SOLUTIONS
SARATOGA SPRINGS, NY 12866
Some features on this profile are disabled
CRD#: 2942669
MB

Professional summary

Michael F Barry, who also goes by Michael Francis Barry, is a registered financial professional currently at CP CLIENT SOLUTIONS LLC located in Saratoga Springs, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Francis Barry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael F Barry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2026 - Present

CP CLIENT SOLUTIONS LLC

Office #1: 321 Broadway 5th Floor, Saratoga Springs, NY 12866
BD
CRD#: 330402
SARATOGA SPRINGS, NY
Past

December 5, 2008 - May 28, 2024

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 26, 2005 - November 19, 2008

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

May 26, 1998 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

May 26, 1998 - August 17, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 2, 1997 - August 14, 2000

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
COHOES, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CP CLIENT SOLUTIONS LLC
CP CLIENT SOLUTIONS LLC

CRD#: 330402 / SEC#: , 8-71277

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
321 Broadway 5th Floor, Saratoga Springs, NY 12866
Mailing Address
321 Broadway 5th Floor, Saratoga Springs, NY 12866
Phone number
(212) 850-4260
Established
Delaware since 04/24/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CP CLIENT SOLUTIONS HOLDINGS LLCMEMBER
HILLS, ADAMCHIEF EXECUTIVE OFFICER7236104
MATTERA, RICHARDFINOP2246513
PRIESTER, DARRICKDIRECTOR OF SALES5079501
PROSTICK, ARTHUR ISOMCHIEF COMPLIANCE OFFICER2254400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CP CLIENT SOLUTIONS LLC

CRD#: 330402Saratoga Springs, NY 12866

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