Mark J. Rowen

ROWEN CAPITAL MANAGEMENT

SAN FRANCISCO, CA

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CRD#: 2942562

Professional summary

Mark Jeffrey Rowen is a registered financial advisor currently at ROWEN CAPITAL MANAGEMENT, LLC located in San Francisco, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Rowen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2010 - Present

ROWEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154797

SAN FRANCISCO, CA

Past

January 20, 2009 - June 21, 2010

MICROPLACE, INC.

CRD#: 143403

SAN JOSE, CA

Past

November 5, 1999 - March 13, 2007

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 1, 1998 - July 12, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 4, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 8/20/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 8/4/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 11/3/1997

General Securities Representative Examination

Current Firm

ROWEN CAPITAL MANAGEMENT, LLC

ROWEN CAPITAL MANAGEMENT LLC | ROWEN CAPITAL MANAGEMENT, LLC

CRD#: 154797 / SEC#:

California

Registered Investment Advisory firm - (10/12/2010 Approved)

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(415) 875-9348

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 16,199,613

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Rowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Rowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROWEN CAPITAL MANAGEMENT, LLC

MICROPLACE, INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/1997

Series 87

Date: 8/20/2004

Series 86

Date: 8/4/2004

Series 7

Date: 11/3/1997

Current Firm

ROWEN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROWEN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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