Christopher Michael Winkler
Professional Summary
Christopher Michael Winkler is a registered financial advisor currently at ASPIREAN WEALTH, LLC located in Mill Valley, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 62, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASPIREAN WEALTH, LLC | GRACE FINANCIAL ASSOCIATES, LLC
Contact Information
Main Address
6 Knoll Lane Suite B, Mill Valley, CA 94941Phone Number
(844) 687-5342# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
452AUM (Assets Under Management)
$233,159,926Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ASPIREAN WEALTH, LLC | GRACE FINANCIAL ASSOCIATES, LLC
State Registrations and Notice Filings
(8/24/2021)
(6/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Dec 2010Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1997About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 1999About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Winkler's CRS (Customer Relationship Summary).
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