John R. Halasz

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CRD#: 2942363

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Robert Halasz was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1997. John had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MARCHE' WEALTH MANAGEMENT; OWNER RECEIVES PROFITS; LOCATED AT 370 LEXINGTON AVE, SUITE 1802 NEW YORK NY, NY; THIS IS THE D/B/A FOR THE RIA BUSINESS AND BROKERAGE BUSINESS; SPENDS 40 HOURS PER MONTH WITH 100% DURING MARKET HOURS; INVESTMENT RELATED. 2) JR HALASZ CAPITAL ADVISORS INC; PRESIDENT RECEIVES FLOW THRU FEES; LOCATED AT 110 COOLIDGE AVE RYE NY, NY; ENGAGED IN PERSONAL INVESTMENT VEHICLE CONSULTING/MANAGEMENT; SPENDS 5 HOURS PER MONTH WITH NONE DURING MARKET HOURS; NOT INVESTMENT RELATED. 3) US HOME AGGREGATION, LLC; PARTNER RECEIVES PROFITS; LOCATED AT 110 Coolidge Ave, Rye, NY 10580; ENGAGED IN BUY RENOVATE AND RENT SINGLE FAMILY HOMES; SPENDS 100 HOURS PER MONTH WITH 50% DURING MARKET HOURS; This entity currently manages US Home AG Series 1. 4) WESTCHESTER FLAMES FUTBOL CLUB; DIRECTOR RECEIVES FLAT RATE PER TEAM; LOCATED AT PO BOX 36 NEW ROCHELLE NY, NY; ENGAGED IN THE MANAGEMENT OF YOUTH SOCCER TEAMS; SPENDS 10 HOURS PER MONTH WITH NONE DURING MARKET HOURS; NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 20, 2017 - January 8, 2024

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

Norwalk, CT

Past

May 23, 2017 - January 8, 2024

SPIRE SECURITIES, LLC

CRD#: 144131

Harrison, NY

Past

August 24, 2016 - April 11, 2017

CALTON & ASSOCIATES, INC.

CRD#: 20999

New York, NY

Past

January 20, 2012 - June 30, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Past

September 19, 2010 - January 27, 2012

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

August 23, 2010 - January 27, 2012

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

March 19, 2010 - September 20, 2010

LAMPERT CAPITAL MARKETS INC.

CRD#: 103725

NEW YORK, NY

Past

May 27, 2009 - March 22, 2010

ARCADIA SECURITIES, LLC

CRD#: 44656

NEW YORK, NY

Past

October 2, 2008 - April 24, 2009

SARATOGA CAPITAL MARKETS

CRD#: 120888

NEW YORK, NY

Past

July 27, 2007 - May 7, 2008

BEDMINSTER FINANCIAL GROUP, LIMITED

CRD#: 39916

HOLICONG, PA

Past

July 31, 2002 - March 15, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 22, 2001 - March 11, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 18, 1997 - July 25, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/16/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/26/2007

General Securities Representative Examination

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468

RIA

Registered Investment Advisory firm - (8/17/2001 Approved)

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Contact information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone number

(703) 657-6060

Established

Firm type

Fiscal year end

# of Employees

165

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 SPIRE WEALTH MANAGEMENT ADV 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	15,808
AUM (Assets Under Management)	$ 4,617,171,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Halasz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SPIRE SECURITIES, LLC

CALTON & ASSOCIATES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

LAMPERT CAPITAL MARKETS INC.

ARCADIA SECURITIES, LLC

SARATOGA CAPITAL MARKETS

BEDMINSTER FINANCIAL GROUP, LIMITED

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SPIRE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2010

Series 63

Date: 10/13/2008

SIE

Date: 10/1/2018

Series 31

Date: 12/16/2011

Series 7

Date: 7/26/2007

Current Firm

SPIRE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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