Lewis W. Burge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Woodson Burge Jr., who also goes by Lewis Woodson Burge Jr, Lewis Woodson Burge, Luke Burge Jr, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1997. Lewis had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2006 - December 31, 2024
FIRST FINANCIAL ADVISORS, LLC
February 6, 2003 - November 16, 2004
CHARLES SCHWAB & CO., INC.
January 28, 2003 - November 16, 2004
CHARLES SCHWAB & CO., INC.
December 13, 2001 - October 11, 2002
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 22, 1997 - December 12, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL ADVISORS, LLC
CRD#: 134897 / SEC#: 801-68867
Contact information
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 8,076,673 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
