Brian R. Castillo
Professional summary
Brian Richardson Castillo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian Richardson Castillo was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - December 31, 2021
SILVER OAK WEALTH MANAGEMENT, LLC
September 29, 2009 - September 30, 2015
MORGAN STANLEY
September 25, 2009 - September 30, 2015
MORGAN STANLEY
March 26, 2007 - September 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2007 - September 28, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 2000 - September 26, 2002
CHARLES SCHWAB & CO., INC.
October 13, 1997 - October 26, 1999
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
SILVER OAK WEALTH MANAGEMENT, LLC
CRD#: 281310 / SEC#: 801-106584
Contact information
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