Todd S. Smith
LIFEWORKS ADVISORS
Colorado Springs, CO 80903
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CRD#: 2942236
Professional summary
Todd Stephen Smith, CFP®, who also goes by Todd S Smith, is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Colorado Springs, Colorado.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Todd has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd S Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Investment-related; 102 S Tejon St, Suite 1100, Colorado Springs, CO 80903; Insurance sales; Recommendation of insurance products; Approx. 5% of time per month 2) Level 5 Family Office, LLC and Level 5 Growth Strategies, LLC; Not investment-related; 102 S Tejon St, Suite 1100, Colorado Springs, CO 80903; President and CEO; Financial planning services; Provision of risk management solutions; Start date: 04/2022; Hours/month: 8 3) Unity Spiritual Center of the Rockies; Not-investment related; 1945 Mesa Rd, , Colorado Springs, CO. 80904; Board member; Treasurer; Financial and business consulting advice; Start date: 03/2024; Hours/month: 5
CRS (Client Relationship Summary) - RIA
Click below to view Todd Stephen Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 18, 2024 - Present
LIFEWORKS ADVISORS, LLC
Office #1: 102 S Tejon St Suite 1100, Colorado Springs, CO 80903RIA
CRD#: 288255
Colorado Springs, CO
Past
May 4, 2016 - September 4, 2024
LEVEL 5 FINANCIAL, LLC
RIA
CRD#: 283018
COLORADO SPRINGS, CO
Past
April 27, 2010 - July 18, 2017
ADVISERS INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 112649
COLORADO SPRINGS, CO
Past
December 12, 2003 - February 17, 2005
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
VALLEY FORGE, PA
Past
December 3, 1999 - February 17, 2005
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
October 17, 1997 - June 24, 1998
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(6/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 742,298,024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEWORKS ADVISORS, LLC
CRD#: 288255Colorado Springs, CO 80903TRUST BUT VERIFY
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