Bryan Andrew Johnson
Professional Summary
Bryan Andrew Johnson is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Appleton, Wisconsin. Bryan is registered as a RR (Registered Representative) and started their career in finance in 1998. Bryan has worked at 2 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Years of Experience
28 years in the financial services industry
Current & Past Employments
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Current Firm
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
Contact Information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415Phone Number
+1 (800) 847-4836Established
Delaware since 07/29/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
3,901SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | — |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
| OHARA, BRANDON M | CHIEF COMPLIANCE OFFICER | 4798646 |
Regulatory Assets Under Management
Total Number of Accounts
54,503AUM (Assets Under Management)
$20,769,867,010Disclosures
Regulatory Event
8Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | Cover Page | Report |
| 10/21/2024 | Cover Page | Report |
| 01/25/2024 | Cover Page | Report |
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
Primary Firm SEC Registration
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1998About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 2000About the Series 26 examSRO Registrations
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
CRS (Client Relationship Summary) - BD
Click below to view Bryan Andrew Johnson's CRS (Customer Relationship Summary).
Similar Advisors
PRIMERICA BROKERAGE SERVICES, INC.
PFS INVESTMENTS INC.
RBC CAPITAL MARKETS, LLC
INDEPENDENT FINANCIAL PARTNERS
