Robert Casey Frye

PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Contact Information

Email

xxxxx@xxxx.xxx

Similar Advisors

PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

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Credentials

CFP®

Certified Financial PlannerSince 2006

Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

CWM, LLCCurrent·CRD# 155344

RIA

3741 Douglas Blvd, Ste. 310, Roseville, CA 95661

January 21, 2025 - Present

CETERA WEALTH SERVICES, LLCCurrent·CRD# 13572

BD

3741 Douglas Blvd Ste 310, Roseville, CA 95661

January 21, 2025 - Present

Past

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025

RIA

Roseville, CA

August 25, 2015 - January 28, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025

BD

Roseville, CA

August 24, 2015 - January 28, 2025

MORGAN STANLEYPast·CRD# 149777

RIA

Roseville, CA

October 26, 2010 - September 9, 2015

MORGAN STANLEYPast·CRD# 149777

BD

Roseville, CA

October 22, 2010 - September 9, 2015

LPL FINANCIAL LLCPast·CRD# 6413

RIA

Roseville, CA

May 23, 2003 - November 1, 2010

LPL FINANCIAL LLCPast·CRD# 6413

BD

Roseville, CA

May 23, 2003 - November 1, 2010

WURM & FRYE INVESTMENT ADVISORY GROUPPast·CRD# 134961

RIA

Roseville, CA

March 23, 2009 - December 31, 2009

WURM & FRYE INVESTMENT ADVISORY GROUPPast·CRD# 134961

RIA

Roseville, CA

July 10, 2003 - December 31, 2008

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

RIA

Sacramento, CA

February 6, 2001 - May 28, 2003

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

BD

New York, NY

January 19, 2001 - May 28, 2003

PRUCO SECURITIES, LLC.Past·CRD# 5685

BD

Newark, NJ

November 13, 1998 - February 7, 2001

IDS LIFE INSURANCE COMPANYPast·CRD# 6321

BD

Minneapolis, MN

September 29, 1997 - October 19, 1998

AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363

BD

Minneapolis, MN

September 29, 1997 - October 19, 1998

Similar Advisors

PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - SEC (1/3/2011 Approved)

Contact Information

Main Address

14600 Branch St., Omaha, NE 68154

Phone Number

(402) 330-0808

# of Employees

1,416

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Part 2 Brochures

CWM, LLC APPENDIX WRAP PROGRAM (9/9/2026)

CWM, LLC ADV PART 2A (9/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

154,206

AUM (Assets Under Management)

$50,579,657,663

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PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 12/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL PROVIDE ADVISORY SERVICES TO CLIENTS, WHEN NEEDED; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/1997 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: ORLINDA, TN 37141; NATURE OF BUSINESS: FARMLAND RENTAL START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: 23 ACRE FARM PROPERTY (RAW LAND) IN ORLINDA TN. I LOCAL FARMER LEASES IT FROM ME ON AN ANNUAL BASIS. I HAVE NO RESPONSIBILITIES FOR THE FARM OPERATION, MERELY OWN AND LEASE THE LAND; 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDING BROKERAGE AND ADVISORY SERVICES TO CLIENTS, WHEN NEEDED; 5. NAME OF OTHER BUSINESS: FRIED WORMS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 3/2025; POSITION/TITLE/RELATIONSHIP: PARTNER/OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY; 6. NAME OF OTHER BUSINESS: CWM, LLC. DBA CARSON WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR MARKETING PURPOSES / DBA FOR FINANCIAL SERVICES START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND FINANCIAL PLANNER;

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PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - SEC (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(1/21/2025)

RR

California
(1/21/2025)

IAR

California
(1/21/2025)

RR

Massachusetts
(1/21/2025)

RR

Montana
(1/21/2025)

RR

Oklahoma
(1/21/2025)

RR

Oregon
(1/21/2025)

RR

Tennessee
(1/21/2025)

IAR

Texas
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Robert Casey Frye's CRS (Customer Relationship Summary).

Services Offered by Robert

Retirement Planning
Comprehensive Financial Planning
Investment Planning

Similar Advisors

PFS INVESTMENTS INC.

SACRAMENTO, CA · CRD#

SPECTRUM WEALTH ADVISORY GROUP, LLC

GRANITE BAY, CA · CRD#