Timothy S. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Scott Brown, who also goes by Timothy Brown, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1997. Timothy had worked at 4 firms and has passed the Series 63, Series 86, Series 87, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2014 - December 31, 2016
TSB CAPITAL MANAGEMENT
November 5, 2009 - December 31, 2010
TSB CAPITAL MANAGEMENT
November 23, 2004 - April 28, 2009
ROTH CAPITAL PARTNERS, LLC
October 1, 1997 - April 15, 1998
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TSB CAPITAL MANAGEMENT
CRD#: 172301 / SEC#:
Contact information
Red Flags
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