Christopher V. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher V Adams, who also goes by Chris Adams, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2014 - July 1, 2026
FRANKLIN DISTRIBUTORS, LLC
October 8, 2012 - July 11, 2014
THE LEADERS GROUP, INC.
June 7, 2010 - October 8, 2010
CHASE INVESTMENT SERVICES CORP.
June 3, 2010 - October 8, 2010
CHASE INVESTMENT SERVICES CORP.
December 11, 2008 - April 1, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
November 14, 2002 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 2002 - April 1, 2010
JOHN HANCOCK DISTRIBUTORS LLC
December 24, 1997 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
