Paul Boudreau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Boudreau, who also goes by Paul J (jr) Boudreau, Paul Joseph Boudreau Jr, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2010 - January 11, 2013
MMLISI FINANCIAL ALLIANCES, LLC
November 4, 2008 - January 11, 2013
MML INVESTORS SERVICES, LLC
June 20, 2008 - January 11, 2013
MML DISTRIBUTORS, LLC
November 21, 1997 - November 9, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MMLISI FINANCIAL ALLIANCES, LLC
CRD#: 119003 / SEC#: 801-68596, 8-53707
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MML INVESTORS SERVICES, LLC | OWNER | 10409 |
| HALL, NATHAN | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 6072737 |
| ROGAN, JOHN ROBERT | DIRECTOR | 5093309 |
| ROSENTHAL, ROBERT STEVEN | SECRETARY AND CHIEF LEGAL OFFICER | 2590788 |
| SAJDAK, JEFFREY MICHAEL | DIRECTOR | 4490432 |
| SCANLON, SUSAN JOANN | CHIEF COMPLIANCE OFFICER | 1371255 |
| SCHILDGEN, ARTHUR WILLIAM JR | ASSISTANT VICE PRESIDENT | 2853961 |
| VACCARO, JOHN ARTHUR | DIRECTOR | 2264004 |
| YOUMELL, EDWARD DEAN | PRESIDENT | 4338114 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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