William F. Reynolds
Professional summary
William Frank Reynolds JR, who also goes by William Frank Reynolds, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Frank Reynolds JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2004 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605December 6, 2000 - September 23, 2004
ABN AMRO INCORPORATED
June 1, 1998 - May 28, 1999
TD AMERITRADE, INC.
November 25, 1997 - June 1, 1998
JACK WHITE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2004)
Exams
Series 8
Date: 3/15/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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