Diane R. Johnson

BLACKHAWK FINANCIAL ADVISORS

COLUMBIA, SC 29201

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CRD#: 2941575

Professional summary

Diane Robin Johnson, CFP®, who also goes by Diane Robin Johnson Ms., Diane R Johnson, is a registered financial advisor currently at BLACKHAWK FINANCIAL ADVISORS located in Columbia, South Carolina.

Diane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Diane has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diane Robin Johnson Ms. | Diane R Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Robin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 18, 2023 - Present

BLACKHAWK FINANCIAL ADVISORS

Office #1: 1320 Main Street Suite 300, Columbia, SC 29201

RIA

CRD#: 324019

COLUMBIA, SC

Past

September 18, 2020 - August 18, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DANVILLE, CA

Past

September 18, 2020 - August 18, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

Danville, CA

Past

October 30, 2013 - September 18, 2020

SSN ADVISORY, INC.

RIA

CRD#: 126090

Danville, CA

Past

April 4, 2013 - November 26, 2013

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

CUPERTINO, CA

Past

April 4, 2013 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Danville, CA

Past

June 7, 2007 - April 16, 2013

OSAIC FA, INC.

CRD#: 3978

SAN RAMON, CA

Past

February 7, 2007 - April 16, 2013

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

August 24, 2004 - December 31, 2006

DIANE R. JOHNSON & ASSOCIATES, INC.

RIA

CRD#: 132152

CAMPBELLL, CA

Past

December 3, 2002 - March 31, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN JOSE, CA

Past

October 9, 2002 - March 31, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 10, 1998 - July 20, 2000

SUTTER SECURITIES INCORPORATED

CRD#: 30770

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/19/2023)

IAR

North Carolina
(5/5/2023)

IAR

South Carolina
(4/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2007

General Securities Representative Examination

Current Firm

BLACKHAWK FINANCIAL ADVISORS

BLACKHAWK FINANCIAL ADVISORS | BLACKHAWK FINANCIAL ADVISORS, LLC

CRD#: 324019 / SEC#:

California

Registered Investment Advisory firm - (4/19/2023 Approved)

North Carolina

Registered Investment Advisory firm - (5/5/2023 Approved)

South Carolina

Registered Investment Advisory firm - (4/18/2023 Approved)

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Contact information

Main Address

1320 Main Street Suite 300, Columbia, SC 29201

Mailing Address

4115 Blackhawk Plaza Cir. Suite 100, Danville, CA 94506

Phone number

(803) 265-8008

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 16,540,220

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diane R. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diane Robin Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKHAWK FINANCIAL ADVISORS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

OSAIC FA, INC.

OSAIC FA, INC.

DIANE R. JOHNSON & ASSOCIATES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SUTTER SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2007

Series 63

Date: 11/24/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2007

Current Firm

BLACKHAWK FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACKHAWK FINANCIAL ADVISORS

TRUST BUT VERIFY

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