Lawrence R. Mcbeath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Ren Mcbeath, who also goes by Larry Mcbeath, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1997. Lawrence had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2002 - November 1, 2022
SIGNATURE FINANCIAL SERVICES, LTD
September 7, 2001 - October 31, 2022
FIRST HEARTLAND CAPITAL, INC.
January 16, 2001 - September 18, 2001
MARQUIS FINANCIAL SERVICES, INC.
October 23, 1997 - February 23, 2000
CETERA FINANCIAL SPECIALISTS LLC
Primary Firm SEC Registration
SIGNATURE FINANCIAL SERVICES, LTD
CRD#: 123729 / SEC#: 801-64258
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATURE FINANCIAL SERVICES, LTD
CRD#: 123729 / SEC#: 801-64258
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 475 |
| AUM (Assets Under Management) | $ 227,070,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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