Jonathan E. Bos

JON BOS FINANCIAL ADVISOR LLC

Abilene, TX

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CRD#: 2941164

Professional summary

Jonathan Edward Bos, CFP®, who also goes by Jon Bos, is a registered financial advisor currently at JON BOS FINANCIAL ADVISOR LLC located in Abilene, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Bos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JON BOS, INSURANCE AGENT; OWNER AND SOLE PROPRIETOR; NOT INVESTMENT RELATED; 701 WASHINGTON BLVD, ABILENE TX 79601; LIFE AND HEALTH INSURANCE; SINCE FEBRUARY 2001; APPROX 5 HRS/WK. JON BOS BOOKKEEPER; OWNER AND SOLE PROPRIETOR; NOT INVESTMENT RELATED; 701 WASHINGTON BLVD, ABILENE TX 79601; TAX PREPARATION AND WRITE-UP; SINCE JUNE 2015; APPROX 90 HRS/MTH - DURING TRADING HOURS. BOS BROS INC; PRESIDENT; NOT INVESTMENT RELATED; 701 WASHINGTON BLVD, ABILENE TX 79601; RETAIL ONLINE SALES AND MANAGEMENT SUPPORT FOR BUSINESSES RUN AND OWNED BY JON BOS; SINCE DECEMBER 2009; APPROX 10 HRS/MTH - DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edward Bos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 20, 2017 - Present

JON BOS FINANCIAL ADVISOR LLC

RIA

CRD#: 115263

Abilene, TX

Past

November 25, 2003 - December 21, 2005

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ABILENE, TX

Past

August 31, 2001 - November 26, 2003

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

October 21, 1997 - February 20, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

September 12, 1997 - November 17, 1997

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/12/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/1997

General Securities Representative Examination

Current Firm

JON BOS FINANCIAL ADVISOR LLC

JON BOS FINANCIAL ADVISOR | JONATHAN EDWARD BOS | JON BOS FINANCIAL ADVISOR LLC

CRD#: 115263 / SEC#:

South Dakota

Registered Investment Advisory firm - (12/2/2008 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Abilene, TX

Mailing Address

Phone number

(325) 677-8288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	312
AUM (Assets Under Management)	$ 41,094,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan E. Bos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Edward Bos's CRS (Customer Relationship Summary).

Certified licenses

Experience

JON BOS FINANCIAL ADVISOR LLC

1ST GLOBAL CAPITAL CORP.

TRIAD ADVISORS LLC

EDWARD JONES

ESSEX NATIONAL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2021

Series 63

Date: 1/17/2008

SIE

Date: 3/12/2020

Series 7

Date: 9/11/1997

Current Firm

JON BOS FINANCIAL ADVISOR LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JON BOS FINANCIAL ADVISOR LLC

TRUST BUT VERIFY

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