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HZ

Heinrich Christopher Zehetmaier

CRD# 2941033·Registered 1997 - 2012
Previously Registered: Being a previously registered professional could mean that Heinrich is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Heinrich Christopher Zehetmaier, who also goes by Chris Zehetmaier, Heinrich Christopher Zehetmaier, was a registered financial advisor. Heinrich was a previously registered financial professional and started their career in finance 1997 - 2012. Heinrich had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Zehetmaier, Heinrich Christopher Zehetmaier

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

Past

CLEARARC CAPITAL, INC.Past·CRD# 104650
RIA
Cincinnati, OH
January 24, 2005 - September 27, 2012
FIFTH THIRD SECURITIES, INC.Past·CRD# 628
BD
Cincinnati, OH
June 4, 2002 - January 27, 2005
FIFTH THIRD SECURITIES, INC.Past·CRD# 628
BD
Cincinnati, OH
April 13, 2000 - August 6, 2001
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
October 16, 1997 - May 26, 1998

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Current Firm

CC
CLEARARC CAPITAL, INC.

CLEARARC CAPITAL, INC. | MAXUS ASSET MANAGEMENT INC. | INVESTMENT STRATEGIES INC. | FIFTH THIRD/MAXUS ASSET MANAGEMENT | FIFTH THIRD ASSET MANAGEMENT, INC.

CRD#: 104650 / SEC#: 801-11184

Contact Information

Main Address

38 Fountain Square Plaza 29th Floor, Cincinnati, OH 45263

Documents

Latest Form ADV

Part 2 Brochures

CLEARARC CAPITAL, INC. DISCLOSURE BROCHURE FORM ADV PART 2A 11/18/2019 (11/18/2019)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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