Richard P. Boutin

MOODY ALDRICH PARTNERS

San Marino, CA 91108

CRD#: 2940916

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Professional summary

Richard Peter Boutin is a registered financial advisor currently at MOODY ALDRICH PARTNERS, LLC located in San Marino, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Richard has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Peter Boutin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2023 - Present

MOODY ALDRICH PARTNERS, LLC

Office #1: 1613 Chelsea Rd, San Marino, CA 91108

RIA

CRD#: 106920

San Marino, CA

Past

April 1, 2016 - December 31, 2016

APS LABS, LLC

RIA

CRD#: 172175

san marino, CA

Past

April 1, 2016 - September 26, 2023

APS LABS, LLC

RIA

CRD#: 172175

San Marino, CA

Past

June 29, 2006 - November 28, 2014

SANTA BARBARA ASSET MANAGEMENT, LLC

RIA

CRD#: 138123

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOODY ALDRICH PARTNERS, LLC

EASTERN SHORE CAPITAL MANAGEMENT | MOODY ALDRICH PARTNERS, LLC | MOODY ALDRICH & SULLIVAN LLC | GLOBAL VALUE ADVISORS

CRD#: 106920 / SEC#: 801-32888

RIA

Registered Investment Advisory firm - (9/16/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2006

Uniform Investment Adviser Law Examination

Current Firm

MOODY ALDRICH PARTNERS, LLC

EASTERN SHORE CAPITAL MANAGEMENT | MOODY ALDRICH PARTNERS, LLC | MOODY ALDRICH & SULLIVAN LLC | GLOBAL VALUE ADVISORS

CRD#: 106920 / SEC#: 801-32888

RIA

Registered Investment Advisory firm - (9/16/1988 Approved)

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Contact information

Main Address

18 Sewall Street, Marblehead, MA 01945

Mailing Address

Phone number

(781) 639-2750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAP ADV PART 2A FEBRUARY 2026 (2/6/2026)

Regulatory assets under management

Total Number of Accounts	376
AUM (Assets Under Management)	$ 864,323,569

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard P. Boutin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Peter Boutin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOODY ALDRICH PARTNERS, LLC

APS LABS, LLC

APS LABS, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

MOODY ALDRICH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2006

Current Firm

MOODY ALDRICH PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOODY ALDRICH PARTNERS, LLC

TRUST BUT VERIFY

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