Curtis F. Leahy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Franklin Leahy was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1997. Curtis had worked at 11 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2022 - April 11, 2025
WEILD & CO.
March 10, 2015 - April 15, 2022
COVA CAPITAL PARTNERS LLC
April 17, 2013 - March 11, 2015
CIM SECURITIES, LLC
July 20, 2011 - September 13, 2011
CYGNI SECURITIES, LLC
June 28, 2005 - August 15, 2011
ANTAEUS CAPITAL, INC.
July 17, 2002 - December 31, 2006
NEWPORT COAST SECURITIES, INC.
August 16, 2000 - June 14, 2002
WESTPARK CAPITAL, INC.
May 4, 2000 - May 16, 2000
FORTA FINANCIAL GROUP, INC.
April 21, 1999 - June 25, 1999
RICHMARK CAPITAL CORPORATION
June 19, 1998 - March 10, 1999
E*OFFERING
March 17, 1998 - May 20, 1998
WALDRON & CO., INC.
September 22, 1997 - March 15, 1998
E*OFFERING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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