Thomas J. Kurinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Kurinsky was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1997. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2017 - August 10, 2017
ALT FUND DISTRIBUTORS LLC
May 19, 2015 - May 25, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 3, 2009 - April 28, 2015
R.J. O'BRIEN SECURITIES, LLC
January 17, 2008 - June 4, 2009
AMG DISTRIBUTORS, INC.
July 26, 2006 - October 24, 2007
SUPERFUND ASSET MANAGEMENT INC.
September 1, 2005 - December 19, 2005
REFCO SECURITIES, LLC
April 24, 2003 - September 1, 2005
CIS SECURITIES, INC.
June 24, 1998 - April 29, 2003
GOLDMAN SACHS & CO. LLC
September 4, 1997 - April 30, 1998
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
