Isabela M. Behar
Professional summary
Isabela Marta Behar is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York.
Isabela is registered as a RR (Registered Representative) and started their career in finance in 1997. Isabela has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, Series 87, SIE, Series 3, Series 55, Series 7, Series 14, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isabela Marta Behar's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2001 - Present
BRADESCO SECURITIES, INC.
Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022September 16, 1997 - March 2, 2001
BBA ICATU SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2004)
(3/28/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/13/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BRADESCO SECURITIES, INC.
CRD#: 104347 / SEC#: , 8-52806
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO BRADESCO S.A. | SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK | |
| BEHAR, ISABELA MARTA | CHIEF COMPLIANCE OFFICER | 2940509 |
| BOETGER, BRUNO D'AVILA MELO | CHAIRMAN OF THE BOARD OF DIRECTORS | 2505487 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| MARQUES, RUI MIGUEL ALEIXO | VICE-CHAIRMAN OF THE BOARD OF DIRECTORS | 7304773 |
| PORTNOFF, DAVID ROSS | FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER | 2977967 |
| REITZFELD, FERNANDO RAIZ | CHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS | 7514819 |
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