Terry J. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Josephine Terry, who also goes by Terry Josephine Bennett, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1997. Terry had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2015 - December 10, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
May 20, 2015 - December 10, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 31, 2015 - May 6, 2015
PARK AVENUE SECURITIES LLC
January 27, 2014 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
November 8, 2012 - September 5, 2013
TRANSAMERICA INVESTORS SECURITIES, LLC
January 2, 2009 - November 7, 2012
GUARDIAN INVESTOR SERVICES LLC
January 11, 2008 - December 22, 2008
CAPITAL BROKERAGE CORPORATION
April 13, 2007 - September 27, 2007
VOYA FINANCIAL PARTNERS, LLC
December 6, 2000 - March 19, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 15, 2000 - November 30, 2000
STRONG INVESTMENTS, INC.
August 17, 1998 - May 5, 2000
NATIONWIDE SECURITIES, LLC
November 25, 1997 - July 22, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 25, 1997 - July 22, 1998
OSAIC FA, INC.
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
