Eric A. Pettus

PETTUS & DAWKINS FINANCIAL GROUP

Miami, FL 33150

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CRD#: 2940309

Professional summary

Eric Andre Pettus, who also goes by Eric A Pettus, Eric Pettus, is a registered financial advisor currently at PETTUS & DAWKINS FINANCIAL GROUP, LLC located in Miami, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric A Pettus | Eric Pettus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL SERVICES MARKETING GROUP LLC POSITION: Owner NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/10/2009 ADDRESS: 411 SE 10th ST STE 3, HALLANDALE BEACH FL 33009 DESCRIPTION: Forge relationships between accounting firms so that they can market the services of Pettus & Dawkins Finanical Group 2) PETTUS & DAWKINS AFFINITY PROGRAM RESOURCE GROUP LLC POSITION: Director NATURE: Insurance - Life; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 02/10/2009 ADDRESS: 411 SE 10th ST STE 3, HALLANDALE BEACH FL 33009 DESCRIPTION: Sell Life, Long-Term Care, and Disability Insurance 3) PENNYWISE, LLC POSITION: Corporate Officer NATURE: Real Estate Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/24/2019 ADDRESS: 2520 NW 121 Street, Miami FL 33167, United States DESCRIPTION: Manage LLC 4) FINANCIAL MEDIA MARKETING GROUP, 2.5% OF TIME SPENT POSITION: OWNER ADDRESS: 6927 NW 3 AVE, REAR, MIAMI, FL 33150 DESCRIPTION: SOURCE AND MARKET CHRISTIAN BASED CONTENT FOR VARIOUS MEDIA PLATFORMS 6) MOVEMENT V, LLC POSITION: OWNER, 2.5% OF TIME SPENT ADDRESS: 2520 NW 121 ST., MIAMI, FL 33167 DESCRIPTION: LAND USE CONSULTING I have my own insurance agency. I sell life, disability income, long-term care, and health insurance. I am compensated directly from the insurance carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Andre Pettus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2022 - Present

PETTUS & DAWKINS FINANCIAL GROUP, LLC

Office #1: 6927 Nw 3 Avenue Rear, Miami, FL 33150

RIA

CRD#: 318639

Miami, FL

Past

July 2, 2020 - December 31, 2021

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Miami, FL

Past

July 1, 2020 - December 31, 2021

KOVACK SECURITIES INC.

CRD#: 44848

Miami, FL

Past

March 28, 2007 - April 21, 2020

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

Miami, FL

Past

February 27, 2007 - April 21, 2020

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

Miami, FL

Past

October 20, 2003 - March 16, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI BEACH, FL

Past

January 29, 2001 - October 8, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI BEACH, FL

Past

January 24, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 24, 2001 - March 16, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIAMI BEACH, FL

Past

October 14, 1999 - September 15, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/16/2022)

IAR

Texas
(7/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/1999

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/22/1997

National Commodity Futures Examination

Current Firm

PETTUS & DAWKINS FINANCIAL GROUP, LLC

CRD#: 318639 / SEC#:

Florida

Registered Investment Advisory firm - (5/16/2022 Approved)

Texas

Registered Investment Advisory firm - (7/12/2023 Conditional Restricted)

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Contact information

Main Address

6927 Nw 3 Avenue Rear, Miami, FL 33150

Mailing Address

Phone number

(844) 245-7334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 12,461,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric A. Pettus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Andre Pettus's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1999

Series 63

Date: 9/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/13/1999

Series 3

Date: 10/22/1997

Current Firm

PETTUS & DAWKINS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PETTUS & DAWKINS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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