Savita A. Biyani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Savita Aruna Biyani, who also goes by Savita Biyani, Savita A Biyani, Savita Biyani, was a registered financial professional .
Savita is a previously registered financial professional and started their career in finance in 1997. Savita had worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - December 16, 2021
AVANTAX ADVISORY SERVICES
September 14, 2018 - December 16, 2021
AVANTAX INVESTMENT SERVICES, INC.
September 9, 2016 - September 18, 2018
U.S. BANCORP ADVISORS, LLC
September 9, 2016 - September 18, 2018
U.S. BANCORP ADVISORS, LLC
October 1, 2012 - September 15, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - September 15, 2016
J.P. MORGAN SECURITIES LLC
March 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 14, 2010 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 13, 2010 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 27, 2009 - December 1, 2009
WOODBURY FINANCIAL SERVICES, INC.
April 17, 2009 - December 1, 2009
WOODBURY FINANCIAL SERVICES, INC.
November 29, 2007 - August 26, 2008
KOTAK MAHINDRA, INC.
July 10, 2006 - November 7, 2007
MSI FINANCIAL SERVICES, INC.
June 13, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 13, 2006 - November 7, 2007
MSI FINANCIAL SERVICES, INC.
September 26, 2005 - May 23, 2006
WELLS FARGO INVESTMENTS, LLC
September 26, 2005 - May 23, 2006
WELLS FARGO INVESTMENTS, LLC
October 20, 2004 - August 26, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 26, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 22, 2003 - October 20, 2004
QUICK & REILLY, INC.
October 22, 2003 - October 20, 2004
QUICK & REILLY, INC.
May 14, 1998 - June 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1997 - June 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 1997 - October 23, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
