Robert T. Dignan
HIGHLAND INVESTMENT ADVISORS LLC
BROOKFIELD, WI 53045
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CRD#: 2940253
Professional summary
Robert Terrence Dignan, AIF®, CFP®, who also goes by Bob Dignan, is a registered financial advisor currently at HIGHLAND INVESTMENT ADVISORS LLC located in Brookfield, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Dignan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Robert Dignan is the sole owner of Next Chapter Financial Planning, LLC, a Wisconsin corporation. Because Mr. Dignan is an independent Investment Advisor Representative of Highland Investment Management, LLC, the primary purpose of Next Chapter Financial Planning, LLC is to serve as the formal entity that coordinates all of Mr. Dignan's independent business operations for his professional endeavors and insurance activities. As such, Next Chapter Financial Planning, LLC does not provide a substantial source of income and does not involve a substantial amount of time. Next Chapter Financial Planning, LLC is not a registered investment advisor. Robert Dignan is insurance licensed in the State of Wisconsin. As an insurance agent he is licensed in a manner that allows him to offer various insurance products and services for which he will receive a commission. Clients are under no obligation to purchase insurance products through him. The commissions for the sale of insurance products and services do not provide a substantial source of income and do not involve a substantial amount of time. Robert Dignan is an elected member of the School Board for the East Troy Community School District, for a term that began in April 2019, and will end in April 2022. At that time, Mr. Dignan may seek reelection, and if successful would begin a new three-year-term. This is a paid position, however the majority of the time commitment for this activity takes place outside of normal business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Terrence Dignan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 13, 2021 - Present
HIGHLAND INVESTMENT ADVISORS LLC
Office #1: 175 Patrick Blvd. Suite 120, Brookfield, WI 53045RIA
CRD#: 141694
BROOKFIELD, WI
Past
March 27, 2020 - September 2, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WAUKESHA, WI
Past
March 13, 2020 - September 2, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WAUKESHA, WI
Past
June 12, 2009 - January 9, 2019
MIDLAND FINANCIAL ADVISORS, INC.
RIA
CRD#: 149499
DELAFIELD, WI
Past
June 29, 2006 - May 2, 2007
VOYAGER CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124697
WAUWATOSA, WI
Past
August 30, 2005 - December 31, 2009
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
DELAFIELD, WI
Past
October 7, 1997 - December 31, 2011
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
DELAFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HIGHLAND INVESTMENT ADVISORS LLC
HIGHLAND INVESTMENT ADVISORS DBA FUND MANAGEMENT | HIGHLAND INVESTMENT ADVISORS LLC | HIGHLAND INVESTMENT ADVISORS DBA WHITMAN WEALTH MANAGEMENT
CRD#: 141694 / SEC#: 801-120113
RIA
Registered Investment Advisory firm - (1/11/2021 Approved)Florida
Registered Investment Advisory firm - (12/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (12/9/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/14/2021 Terminated)Washington
Registered Investment Advisory firm - (1/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/22/2022)
IAR
California(5/13/2022)
IAR
Illinois(5/13/2022)
IAR
Minnesota(5/13/2022)
IAR
North Carolina(5/13/2022)
IAR
Wisconsin(1/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HI
HIGHLAND INVESTMENT ADVISORS LLC
HIGHLAND INVESTMENT ADVISORS DBA FUND MANAGEMENT | HIGHLAND INVESTMENT ADVISORS LLC | HIGHLAND INVESTMENT ADVISORS DBA WHITMAN WEALTH MANAGEMENT
CRD#: 141694 / SEC#: 801-120113
RIA
Registered Investment Advisory firm - (1/11/2021 Approved)Florida
Registered Investment Advisory firm - (12/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (12/9/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/14/2021 Terminated)Washington
Registered Investment Advisory firm - (1/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
466 Town Plaza Ave Ste 330, Ponte Vedra, FL 32081
Mailing Address
Phone number
(414) 755-2309
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,305 |
| AUM (Assets Under Management) | $ 308,526,690 |
Red Flags
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Company Information
HIGHLAND INVESTMENT ADVISORS LLC
CRD#: 141694Brookfield, WI 53045TRUST BUT VERIFY
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