Leon M. Grove

GRADIENT ADVISORS

Mobile, AL

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CRD#: 2939976

Professional summary

Leon Martez Grove III, ChFC®, who also goes by Leon Martez Grove, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Mobile, Alabama.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Leon has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leon Martez Grove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Grove Wealth Management; Investment Related; 1529 Carlisle Dr W Mobile AL 36618; Advisory; Owner; Investment Advisor Representative; 05/2024; 130hrs/mo; 130hrs/mo during trading; Financial Planning 2. Grove Financial Group INC; Investment Related; 1529 Carlisle Dr W Mobile AL 36618; Insurance and Medicare; Owner; CEO/President/Agent; 01/1997; 40hrs/mo; 40hrs/mo during trading; Insurance and Medicare sales 3. Web Tech Design; Investment Related; 1529 Carlisle Dr W Mobile AL 36618; Web Technology; CEO; Web Integrator; 01/2024; 10hrs/mo; 10hrs/mo during trading; Web technology for agents Marketing and lead generation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Martez Grove III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

May 22, 2024 - Present

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Mobile, AL

Past

October 26, 2020 - April 1, 2024

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

MOBILE, AL

Past

October 20, 1998 - July 21, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/22/2024)

IAR

Florida
(5/31/2024)

IAR

Mississippi
(5/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/7/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leon M. Grove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Martez Grove III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

SEQUENT PLANNING, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1998

Series 6

Date: 10/7/1998

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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