DAVID K. RIFFE
KEY INVESTMENT SERVICES LLC | Wealth Advisor
Meridian, ID 83642
Some features on this profile are disabled
CRD#: 2939907
Professional summary
DAVID KEITH RIFFE, AIF®, CFP®, who also goes by David K Riffe, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Meridian, Idaho.
DAVID is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. DAVID has worked at 13 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Biography
David is a Wealth Advisor and has been in the financial services industry since 1997. He joined Mercer Advisors in 2022. In his role, David specializes in establishing wealth management solutions that empower individuals, foundations, business owners and corporations to achieve their long-term financial goals. David is a graduate of the University of Washington with a degree in International Economics and is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Accredited Investment Fiduciary certification. David is also actively engaged in his community with his membership in the Boise Downtown Rotary Club and his involvement as a community mentor for the Wyakin Warrior Foundation.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Retirement Planning
Insurance Planning
Business Succession Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
David K Riffe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Magellen Health, 4801 E Washington St, Phoenix, AZ 85034, employee, start date: 9/30/25, Financial counseling of military personnel; help military personnel understand their benefits, budgeting, etc., 7 hrs/month, 0 during trading hours, not investment-related. 2) Rotary Club of Boise, 802 W Bannock St, Boise, ID 83714, board member, start date: 9/30/2025, Helping set club policy and guide the President, 1 hr/month, 0 hours during trading hours, not investment-related. MAGELLEN HEALTH POSITION: null NATURE: Financial counseling of military personnel. Very part-time maybe one day a month. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2025 ADDRESS: 4801 E Washington St, Phoenix AZ 85034, United States DESCRIPTION: Help military personnel understand their benefits, budgeting etc.
CRS (Client Relationship Summary) - RIA
Click below to view DAVID KEITH RIFFE's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view DAVID KEITH RIFFE's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 29, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 1650 E. Fairview Ave, Meridian, ID 83642RIA
BD
CRD#: 136300
Meridian, ID
Current
September 24, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 1650 E. Fairview Ave, Meridian, ID 83642RIA
BD
CRD#: 136300
Meridian, ID
Past
May 6, 2022 - April 21, 2025
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
Ketchum, ID
Past
February 3, 2021 - May 17, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
KALISPELL, MT
Past
February 3, 2021 - May 17, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
KALISPELL, MT
Past
July 11, 2019 - December 31, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
BOISE, ID
Past
July 2, 2019 - December 31, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
BOISE, ID
Past
January 6, 2017 - June 10, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Meridian, ID
Past
December 20, 2016 - June 10, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Meridian, ID
Past
March 2, 2015 - November 22, 2016
WADDELL & REED
RIA
CRD#: 866
BOISE, ID
Past
March 2, 2015 - November 17, 2016
WADDELL & REED
BD
CRD#: 866
BOISE, ID
Past
January 25, 2012 - March 3, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BELLEVUE, WA
Past
January 11, 2012 - March 3, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BELLEVUE, WA
Past
October 7, 2011 - January 9, 2012
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SEATTLE, WA
Past
October 6, 2011 - January 9, 2012
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SEATTLE, WA
Past
July 1, 2010 - September 19, 2011
CONOVER SECURITIES CORPORATION
RIA
CRD#: 17129
BELLEVUE, WA
Past
June 30, 2010 - September 19, 2011
CONOVER SECURITIES CORPORATION
BD
CRD#: 17129
BELLEVUE, WA
Past
August 21, 2007 - April 21, 2009
MOSS ADAMS WEALTH ADVISORS LLC
RIA
CRD#: 108917
SEATTLE, WA
Past
August 21, 2007 - April 21, 2009
MOSS ADAMS SECURITIES & INSURANCE LLC
BD
CRD#: 114950
SEATTLE, WA
Past
January 8, 2007 - August 10, 2007
CONOVER SECURITIES CORPORATION
RIA
CRD#: 17129
KIRKLAND, WA
Past
January 8, 2007 - August 10, 2007
CONOVER SECURITIES CORPORATION
BD
CRD#: 17129
KIRKLAND, WA
Past
July 3, 2001 - January 9, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BELLEVUE, WA
Past
June 22, 2001 - January 9, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BELLEVUE, WA
Past
October 23, 1997 - June 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(9/29/2025)
IAR
Idaho(9/29/2025)
RR
Washington(9/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEY INVESTMENT SERVICES LLC
Wealth AdvisorCRD#: 136300Meridian, ID 83642TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
