Robert P. Schlangen

PARK WALK INVESTMENTS LLC

KATY, TX

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CRD#: 2939848

Professional summary

Robert Philip Schlangen is a registered financial advisor currently at PARK WALK INVESTMENTS LLC located in Katy, Texas and PARK WALK CAPITAL MARKETS, LLC located in Austin, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Park Walk Europe LLP. Investment Related. Address: 17 Hanover Square, London, UK W1S 1BN. Nature of Business: Affiliated Broker Dealer. Position: Assistant. Title: Not Applicable. Start Date: June 2021. Hours: 80 per month, 40 during trading hours. Duties: Administrative duties including account opening, due diligence and AML/KYC. Name: Bates Group. Investment Related. Address: 6602 Ginger Lily Lane, Katy, TX. Nature of Business: Compliance Consulting. Position: Consultant. Title: Not Applicable. Start Date: January 2025. Hours: 10-20 per month, 0 during trading hours. Duties: Consult on compliance related matters.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Philip Schlangen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2022 - Present

PARK WALK INVESTMENTS LLC

RIA

CRD#: 300977

KATY, TX

Current

March 25, 2020 - Present

PARK WALK CAPITAL MARKETS, LLC

Office #1: 1250 South Capital Of Texas Highway Bldg. 3, Suite 400, Austin, TX 78746

CRD#: 304551

AUSTIN, TX

Past

January 21, 2022 - December 31, 2021

PARK WALK INVESTMENTS LLC

RIA

CRD#: 300977

AUSTIN, TX

Past

January 8, 2021 - December 31, 2021

PARK WALK INVESTMENTS LLC

RIA

CRD#: 300977

AUSTIN, TX

Past

February 6, 2019 - July 8, 2019

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

HOUSTON, TX

Past

June 26, 2017 - January 10, 2019

SUNBELT SECURITIES, INC.

RIA

CRD#: 42180

HOUSTON, TX

Past

June 26, 2017 - January 10, 2019

SUNBELT SECURITIES, INC.

CRD#: 42180

HOUSTON, TX

Past

August 22, 2014 - June 22, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

DALLAS, TX

Past

August 22, 2014 - June 22, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

November 20, 2013 - February 28, 2014

SUMMIT ADVISOR SOLUTIONS

RIA

CRD#: 118581

DALLAS, TX

Past

November 20, 2013 - February 28, 2014

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

DALLAS, TX

Past

November 20, 2013 - February 28, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

June 25, 2007 - January 30, 2012

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

HOUSTON, TX

Past

June 12, 2007 - January 30, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

January 25, 2007 - May 4, 2007

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SCOTTSDALE, AZ

Past

April 11, 2005 - May 4, 2007

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

March 23, 2004 - April 14, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

PHOENIX, AZ

Past

September 23, 2003 - December 31, 2004

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

September 23, 2003 - December 31, 2004

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

September 23, 2003 - April 14, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 8, 1999 - September 9, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LA MESA, CA

Past

September 28, 1998 - September 9, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 11, 1997 - May 8, 1998

AMERICAN INVESTMENT BANKERS INC.

CRD#: 18299

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(3/25/2020)

IAR

Texas
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/2/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARK WALK INVESTMENTS LLC

CRD#: 300977 / SEC#:

Texas

Registered Investment Advisory firm - (2/18/2022 Approved)

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Contact information

Main Address

1250 S. Capital Of Texas Hwy. Bldg. 3, Suite 400, Austin, TX 78746

Mailing Address

Phone number

(512) 886-4410

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert P. Schlangen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Philip Schlangen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK WALK CAPITAL MARKETS, LLC

PARK WALK INVESTMENTS LLC

PARK WALK INVESTMENTS LLC

COREBRIDGE CAPITAL SERVICES, INC.

SUNBELT SECURITIES, INC.

SUNBELT SECURITIES, INC.

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

SUMMIT ADVISOR SOLUTIONS

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SUNAMERICA SECURITIES, INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERICAN INVESTMENT BANKERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/1998

Series 63

Date: 11/17/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/10/1997

Series 4

Date: 11/2/2007

Series 24

Date: 12/18/2003

FINRA

Current Firm

PARK WALK INVESTMENTS LLC

Contact information

Documents

Red Flags

Company Information

PARK WALK INVESTMENTS LLC

TRUST BUT VERIFY

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