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Marco Anthony Pinzon Jr

CRD# 2939826·Registered 1998 - 2022
Previously Registered: Being a previously registered professional could mean that Marco is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marco Anthony Pinzon JR, who also goes by Marco A Pinzon, was a registered financial advisor. Marco was a previously registered financial professional and started their career in finance 1998 - 2022. Marco had worked at 2 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marco A Pinzon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

CRITICAL TRADING, LLC·CRD# 165071
BD
New York, NY
January 1, 2017 - March 1, 2022
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 28, 1998 - December 16, 2003

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Current Firm

CT
CRITICAL TRADING, LLC

CRITICAL INVESTMENT GROUP | CRITICAL TRADING, LLC

CRD#: 165071 / SEC#: 8-69144
BD
Terminated by SEC on 09/23/2023

Contact Information

Established

Delaware since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRITICAL HOLDINGS, LLCSOLE MEMBER—
KRUGER, JOHN ROBERTPRINCIPAL FINANCIAL OFFICER4740278
KRUGER, JOHN ROBERTFINOP4740278
KRUGER, JOHN ROBERTPRINCIPAL OPERATIONS OFFICER4740278
MEYER, STEVEN DANIELCEO, CCO, COO—
ROBIK, KEVIN TMANAGER—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Dec 2016About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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