AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MK

Melanie S. Karlberg

LMCG INVESTMENTS
Boston, MA 02108
Some features on this profile are disabled
CRD#: 2939587
MK

Professional summary

Melanie Stearns Karlberg, CFP®, who also goes by Melanie Stearns Karlberg, Melanie Marie Stearns, is a registered financial advisor currently at LMCG INVESTMENTS, LLC located in Boston, Massachusetts.

Melanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Melanie has worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Melanie Stearns Karlberg | Melanie Marie Stearns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melanie Stearns Karlberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

Experience

Current

December 15, 2017 - Present

LMCG INVESTMENTS, LLC

Office #1: One Boston Place 201 Washington Street 29th Floor, Boston, MA, 02108
RIA
CRD#: 149936
Boston, MA
Past

March 30, 2017 - October 18, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

July 29, 2015 - September 30, 2016

RACE ROCK CAPITAL LLC

BD
CRD#: 153363
WINCHESTER, MA
Past

March 3, 2011 - August 24, 2015

F-SQUARED INVESTMENTS, INC

RIA
CRD#: 146673
WELLESLEY, MA
Past

February 23, 2011 - December 1, 2011

TRUST ADVISORY GROUP LTD

RIA
CRD#: 106926
BIRMINGHAM, AL
Past

February 22, 2011 - December 1, 2011

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
HULL, MA
Past

June 29, 2010 - February 28, 2011

FINANCIAL TELESIS INC

BD
CRD#: 31012
HINGHAM, MA
Past

June 23, 2010 - February 28, 2011

FINANCIAL TELESIS INC

RIA
CRD#: 31012
HINGHAM, MA
Past

March 13, 2001 - August 15, 2008

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BOSTON, MA
Past

February 25, 2000 - February 26, 2001

OFFROAD SECURITIES, INC.

BD
CRD#: 30890
SAN FRANCISCO, CA
Past

January 12, 2000 - August 15, 2008

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

November 11, 1998 - February 22, 2000

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LMCG INVESTMENTS, LLC
LEE MUNDER CAPITAL GROUP, LLC | LMCG INVESTMENTS, LLC | LMCG

CRD#: 149936 / SEC#: 801-70357

RIA
Registered Investment Advisory firm - (7/6/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(12/15/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2003
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/30/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2015
General Securities Representative Examination

Current Firm

LI
LMCG INVESTMENTS, LLC
LEE MUNDER CAPITAL GROUP, LLC | LMCG INVESTMENTS, LLC | LMCG

CRD#: 149936 / SEC#: 801-70357

RIA
Registered Investment Advisory firm - (7/6/2009 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Boston Place 201 Washington Street 29th Floor, Boston, MA, 02108
Mailing Address
Phone number
(617) 380-5600
Established
Firm type
Fiscal year end
# of Employees
45

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LMCG INVESTMENTS, LLC FORM ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts2,160
AUM (Assets Under Management)$ 6,545,996,799

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/10/2025
Cover Page
Report
12/11/2024
Cover Page
Report
01/24/2024
Cover Page
Report
12/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LMCG INVESTMENTS, LLC

CRD#: 149936Boston, MA 02108

TRUST BUT VERIFY

Monitor Melanie Karlberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Martin Lee Robbins II
Martin RobbinsAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norwell, MA
HS
Heather ScearceAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Burlington, MA
TR
Tamara RoseAdvisorCheck Check Mark
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
RR
BOSTON, MA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.