Lawrence H. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Howard Solomon, who also goes by Larry Solomon, Lawrence H Solomon, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1997. Lawrence had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2014 - May 9, 2017
OMEGA POINT SECURITIES LLC
November 1, 2010 - July 5, 2012
UBS FINANCIAL SERVICES INC.
February 26, 2010 - October 26, 2010
SPRING HILL CAPITAL MARKETS, L.L.C.
September 22, 2008 - December 19, 2008
BARCLAYS CAPITAL INC.
March 30, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
February 26, 1998 - September 17, 1998
WORLDCO, L.L.C.
October 8, 1997 - March 2, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMEGA POINT SECURITIES LLC
CRD#: 168935 / SEC#: , 8-69344
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OP ACQUISITION LLC | MEMBER | |
| SELF, JONATHAN ANDREW | CEO/CCO/FINOP/CFO | 4497531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
