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RB

Randy J. Bonito

J.H. DARBIE & CO.
New York, NY 10005
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CRD#: 2939297
RB

Professional summary


Randy Joseph Bonito is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.

Randy is registered as a RR (Registered Representative) and started their career in finance in 1997. Randy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 57, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Randy Joseph Bonito's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 5, 2010 - Present

J.H. DARBIE & CO., INC.

Office #1: 48 Wall St., Suite 1206, New York, NY 10005
RIA
BD
CRD#: 43520
New York, NY
Past

March 9, 2009 - July 14, 2009

GLOBAL ARENA CAPITAL CORP

BD
CRD#: 16871
NEW YORK, NY
Past

March 15, 2006 - March 10, 2009

AVALON PARTNERS, INC.

BD
CRD#: 41357
NEW YORK, NY
Past

November 19, 2003 - March 15, 2006

FIRST HUDSON FINANCIAL GROUP, INC.

BD
CRD#: 32926
NEW YORK, NY
Past

February 11, 2002 - November 6, 2003

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

April 10, 2000 - February 1, 2002

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ
Past

May 14, 1998 - May 8, 2000

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA
Past

October 20, 1997 - June 9, 1998

GLENN MICHAEL FINANCIAL, INC.

BD
CRD#: 37912
MELVILLE, NY
Past

October 16, 1997 - October 31, 1997

SHAMUS GROUP, INC.

BD
CRD#: 5036

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/19/2012)
RR
Arizona
(4/2/2014)
RR
California
(2/26/2010)
RR
Colorado
(5/4/2010)
RR
Connecticut
(6/15/2011)
RR
District of Columbia
(12/14/2012)
RR
Florida
(5/5/2010)
RR
Georgia
(2/4/2011)
RR
Illinois
(5/24/2010)
RR
Indiana
(4/28/2011)
RR
Maryland
(5/20/2010)
RR
Massachusetts
(4/22/2013)
RR
Michigan
(3/6/2012)
RR
Minnesota
(7/31/2013)
RR
Nevada
(6/8/2010)
RR
New Jersey
(4/23/2010)
RR
New Mexico
(5/29/2013)
RR
New York
(2/12/2010)
RR
North Carolina
(9/9/2010)
RR
Ohio
(5/2/2013)
RR
Oregon
(7/12/2012)
RR
Pennsylvania
(2/7/2013)
RR
Puerto Rico
(2/7/2019)
RR
Texas
(2/18/2010)
RR
Utah
(1/21/2016)
RR
Virginia
(7/12/2012)
RR
Washington
(6/27/2011)
RR
Wisconsin
(1/6/2014)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 4/28/2017
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


JD
J.H. DARBIE & CO., INC.
J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY

CRD#: 43520 / SEC#: , 8-50335

Arizona
Registered Investment Advisory firm - SEC (7/3/2024 Approved)
New Jersey
Registered Investment Advisory firm - SEC (1/7/2008 Approved)
New York
Registered Investment Advisory firm - SEC (1/7/2008 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
48 Wall St., Suite 1206. Suite 1206, New York, NY 10005
Mailing Address
48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005
Phone number
(212) 269-7271
Established
New York since 06/03/1997
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
5

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
RABINOWITZ, ROBERT YPRES, GSP2821450
ANDERSON, ERIK JASONCHIEF COMPLIANCE OFFICER2686661
MATSIS, MICHAEL AAMLCO1455158
NAVEED, HASNAINFINOP, POO, PFO7004810
0

Disclosures


Regulatory Event10
Civil Event1
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J.H. DARBIE & CO., INC.

CRD#: 43520New York, NY 10005

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