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DS

Dmitry Silversteyn

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CRD#: 2939265
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dmitry Silversteyn was a registered financial professional .

Dmitry is a previously registered financial professional and started their career in finance in 1997. Dmitry had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 30, 2018 - January 8, 2020

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

BD
CRD#: 13233
Westlake, OH
Past

March 6, 2006 - August 27, 2018

LONGBOW SECURITIES, LLC

BD
CRD#: 135738
INDEPENDENCE, OH
Past

May 20, 2004 - March 8, 2006

AMERICA NORTHCOAST SECURITIES, INC.

BD
CRD#: 16076
INDEPENDENCE, OH
Past

October 21, 2002 - January 15, 2003

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
CLEVELAND, OH
Past

January 2, 2001 - October 21, 2002

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

August 1, 2000 - January 2, 2001

FIFTH THIRD/MAXUS SECURITIES INC

BD
CRD#: 6790
CLEVELAND, OH
Past

January 11, 2000 - May 23, 2000

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 14, 1999 - December 23, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 5, 1997 - December 16, 1998

FIRST ANALYSIS SECURITIES CORPORATION

BD
CRD#: 10446
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/22/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TB
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233 / SEC#: , 8-28508

BD
Terminated by SEC on 06/15/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 10/19/1982
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
KEIDAN, DAVID BERNARDNON-EXECUTIVE CHAIRMAN266250
AMATURO, JOSEPH CIROCEO AND PRESIDENT, DIRECTOR2936222
ATTANASIO, ELIZABETH MARIEFINANCIAL/OPERATIONS PRINCIPAL5325007
GOLDSTEIN, PETER DCHIEF COMPLIANCE OFFICER2898210
GOLDSTEIN, PETER DCHIEF LEGAL OFFICER, DIRECTOR2898210

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233

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